Ecm Asset Management Limited is a large advisory firm based in London. It manages $2.1 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2012.
Ecm Asset Management Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ecm Asset Management Limited is $2.1 billion. The firm's AUM has gone down by -78% since the beginning of its operation, and $2.1 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Ecm Asset Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Michael Niedermeyer is pooled investment vehicles with 14 clients and $1.87 billion of assets under management. Among the 8 most similar advisory firms, Ecm Asset Management Limited has the 4th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.1 billion for 18 clients. 100% of the firm’s clients are foreign persons or businesses.
Ecm Asset Management Limited also advises several private funds. Namely, one securitized asset fund. The minimum investment commitment required of non-related persons is $140,378 for each fund.
The company employs 40 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Michael Niedermeyer has been acting as President since 1 May 2009. Ross Alger Pamphilon has served as the Chief Investment Officer since 1 Nov 2014. Catherine Jane Ibbotson joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ecm Asset Management Limited performs its advisory services is located at 33 King William Street, London, Ec4 R 9 At, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 44 203 942 8000 or by fax 44 203 014 1190. The normal business hours are 0400-1300hrs (est) on Monday - Friday. You can find more information about the New York firm at ecm.com.