Ubs Hedge Fund Solutions LLC is a large advisory firm based in Stamford. It manages $37.97 billion of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Connecticut, Illinois, and New York.
Ubs Hedge Fund Solutions provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ubs Hedge Fund Solutions LLC is $37.97 billion. The firm's AUM has grown by 28% since the beginning of its operation, and $28.3 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Ubs Hedge Fund Solutions LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, investment companies, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Ubs Hedge Fund Solutions is other investment advisers with 3 clients and $18.58 billion of assets under management. Among the 8 most similar advisory firms, Ubs Hedge Fund Solutions has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $37.97 billion for 90 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 71% of the firm’s clients are foreign persons or businesses.
Ubs Hedge Fund Solutions also advises several private funds. Namely, twenty eight hedge funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $100,000,000.
The company employs 106 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 17 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Bruce Huddleston Amlicke has served as the Chief Investment Officer since 1 Sep 2010. Andrew Hollenbeck joined the executive team most recently as the General Counsel.
The principal office where Ubs Hedge Fund Solutions LLC performs its advisory services is located at 600 Washington Boulevard, Stamford, CT 06901, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-719-1428 or by fax 203-719-1399. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at ubs.com/alternatives.