Safford Nicholas H & Co Inc is a large advisory firm based in Rockport. It manages $1.14 billion of regulatory assets for 148 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Maine, Massachusetts, and Virginia.
Safford Nicholas H & provides portfolio management for individuals and small businesses and investment consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Safford Nicholas H & Co Inc is $1.14 billion. The firm's AUM has grown by 126% since the beginning of its operation, and $5.22 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Safford Nicholas H & Co Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Safford Nicholas H & is high net worth individuals with 112 clients and $1.12 billion of assets under management. Among the 9 most similar advisory firms, Safford Nicholas H & has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.14 billion for 148 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Safford Nicholas H & doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Safford Nicholas H & Co Inc performs its advisory services is located at 9 Cleaves Street, Rockport, MA 01966 1520, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 978-546-2462 or by fax 978-546-2307. The normal business hours are 9am to 5 pm on Monday - Friday.