Cgc Financial Services, LLC is a large advisory firm based in Lake Oswego. It manages $383.72 million of regulatory assets for 2,029 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alaska, Arizona, California, and 8 other states.
Cgc Financial Services provides financial planning services, portfolio management for individuals and small businesses, and educational classes. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cgc Financial Services, LLC is $383.72 million. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Cgc Financial Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Cgc Financial Services is individuals with 641 clients and $194.28 million of assets under management. Among the 6 most similar advisory firms, Cgc Financial Services has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $383.72 million for 740 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cgc Financial Services doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Cgc Financial Services, LLC performs its advisory services is located at 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 503-670-1958 or by fax 503-670-1964. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at cgcfinancialservices.com.