Ehlers Investment Partners, LLC (Roseville)


Ehlers Investment Partners, LLC is a large advisory firm based in Roseville. It manages $790.47 million of regulatory assets for 117 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Colorado, Illinois, Minnesota, and Wisconsin.

Ehlers Investment Partners provides portfolio management for businesses and institutional clients and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ehlers Investment Partners: assets under management

The assets under management (AUM) of Ehlers Investment Partners, LLC is $790.47 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in cash and cash equivalents the most. They account for 52% of the total AUM. The second-largest asset type is government bonds, which make up 40% of the firm’s portfolio. Investments in investment and business development companies form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ehlers Investment Partners, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kenneth John Herdeman serves?

The only and largest group of clients of Kenneth John Herdeman is state or municipal government entities with 117 clients and $790.47 million of assets under management. Among the 8 most similar advisory firms, Ehlers Investment Partners has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $790.47 million for 117 clients. None of the firm’s clients are foreign persons or businesses.

Ehlers Investment Partners doesn't advise any private funds.

Careers at Ehlers Investment Partners, LLC

The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kenneth John Herdeman has been acting as President since 1 Aug 2007. Jeffrey Douglas Eaton joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Steve Apfelbacher Director 1 Jan 2007 Other 6396735
Mike Harrigan Director 1 Jan 2007 Other 6396812
Steve Apfelfacher Director 1 Jan 2007 Other 6396735
Kenneth John Herdeman President 1 Aug 2007 Other 1635004
Phil Cosson Director 1 Dec 2011 Other 6396744
Ehlers Companies Managing member 1 Jan 2012 75% - 100% 41-0837545
Ehlers And Associates Inc. Managing member 1 Jan 2012 75% - 100% 41-0837545
Sean Lentz Director 1 Dec 2012 Other 6396804
David Paul Holleran Ceo and cco 1 Mar 2014 Other 4799113
Bruce Kimmel Director 1 Jul 2014 Other 6396815
Martin Frederick Schultz Director 1 Oct 2018 Other 7165226
Jeffrey Douglas Eaton Director 1 Nov 2018 Other 7165230

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Employee Ownership Trust Ehlers And Associates Shareholder 1 Dec 2011 75% - 100% 41-1527283

Based in Roseville

The principal office where Ehlers Investment Partners, LLC performs its advisory services is located at 3060 Centre Point Drive, Roseville, MN 55113 1122, which is also the mailing address of the firm. An additional office of the firm is in Waukesha, WI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-717-9742 or by fax 651-697-8555. The normal business hours are 8a.m. to 5p.m. on Monday - Friday. You can find more information about the New York firm at ehlers-inc.com/ehlers-investment-partners.