Moody Aldrich Partners, LLC (Marblehead)


Moody Aldrich Partners, LLC is a large advisory firm based in Marblehead. It manages $441.63 million of regulatory assets for 599 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Colorado, Florida, Massachusetts, North Carolina, and South Carolina.

Moody Aldrich Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Moody Aldrich Partners: assets under management

The assets under management (AUM) of Moody Aldrich Partners, LLC is $441.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 408% since the beginning of its operation, and $646.22 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $441.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $737.28 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Moody Aldrich Partners, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Moody Aldrich Partners serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Moody Aldrich Partners is investment companies with 1 clients and $112.22 million of assets under management. Among the 10 most similar advisory firms, Moody Aldrich Partners has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $227.19 million for 64 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Moody Aldrich Partners doesn't advise any private funds.

Careers at Moody Aldrich Partners, LLC

The company employs 12 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Bradford Moody Managing member 1 Jun 1988 25% - 50% 2643747
Eyk De Mol Alexander Van Otterloo Member 1 Jun 1988 50% - 75% 4339176
Jr. Amory Arnold Aldrich Member 1 Jun 1988 Other xxx-xx-xxxx
Eyk Herman Alexander De Mol Van Otterloo Member 1 Jun 1988 25% - 50% xxx-xx-xxxx
Scott Michael Spangler Member 1 Jun 1988 Other xxx-xx-xxxx
Eyk Alexander De Mol Van Otterloo Member 1 Jun 1988 25% - 50% 4339176
Amory Arnold Aldrich Member 1 Jun 1988 Other 4562329
Mark Hoffman Member 1 Jun 1988 Other 4341785
Neil Joseph Sullivan Member 1 Jun 1988 Other 4344039
Robert Jeremy Grantham Member 1 Dec 1992 Other xxx-xx-xxxx
Michael Walter Green Member 1 Jan 2001 Other xxx-xx-xxxx
Michael Christopher Pierre Member 1 May 2004 Other xxx-xx-xxxx
Timothy Joseph Ehrman Member 1 May 2004 Other xxx-xx-xxxx
Timothy J Ehrman Member 1 May 2004 Other 4664344
Jr. Amory Arnold Aldrich Chief compliance officer 1 Jul 2004 Other xxx-xx-xxxx
Amory Arnold Aldrich Chief compliance officer 1 Jul 2004 Other 4562329
Eli Seth Kent Managing member 1 May 2006 25% - 50% 2799890
Margaret Lorene Leonard Chief compliance officer 1 Apr 2007 Other 2054939
Joan Marie Asher Chief compliance officer, chief operating officer 1 May 2013 Other 2418509
Amanda Velluto Chief compliance officer 1 Jun 2016 Other 6660682

Based in Marblehead

The principal office where Moody Aldrich Partners, LLC performs its advisory services is located at 18 Sewall Street, Marblehead, MA 01945, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-639-2750 or by fax 781-639-2751. The normal business hours are 9:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at moodyaldrich.com.