Hilco Investment Advisors, LLC (Northbrook)


Hilco Investment Advisors, LLC is a large advisory firm based in Northbrook. It manages $150 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Illinois.

Hilco Investment Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hilco Investment Advisors: assets under management

The assets under management (AUM) of Hilco Investment Advisors, LLC is $150 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $150 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $150 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hilco Investment Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hilco Investment Advisors serves?

The only and largest group of clients of Hilco Investment Advisors is pooled investment vehicles with 1 clients and $150 million of assets under management. Among the 11 most similar advisory firms, Hilco Investment Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $150 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Hilco Investment Advisors also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Hilco Investment Advisors, LLC

The company employs 2 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Eric Ward Kaup Cco 1 Dec 2018 Other 6584047
John Pierce Chen Coo 1 Dec 2018 Other 7071726
Llc Hilco Trading Member 1 Dec 2018 75% - 100% 75-3222990

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jeffrey Hecktman Trust U/A/D 3/28/1984 Member 1 Mar 1984 25% - 50% xxx-xx-xxxx
Jeffrey Bruce Hecktman Trustee 1 Mar 1984 75% - 100% 6589631
Inc. Hilco Member 1 Aug 1987 75% - 100% 36-3774104
Jeffrey Bruce Hecktman Shareholder 1 Aug 1987 75% - 100% 6589631
Llc Hilco Holdings Member 1 Dec 2007 25% - 50% 26-1650294
Llc Hgs Acquisition Member 1 Mar 2011 25% - 50% 45-0601382
Cdpq Investments (U.S.) Inc. Member 1 Feb 2019 25% - 50% 98-0195692

Based in Northbrook

The principal office where Hilco Investment Advisors, LLC performs its advisory services is located at One Northbrook Place 5 Revere Drive, Northbrook, IL 60062 1568, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-509-1100 or by fax 847-509-1150. The normal business hours are 9:00am - 5:00pm on Monday - Friday.