Tree City Investments, Inc. (Lakeforest)


Tree City Investments, Inc. is an adviser based in Lakeforest. It manages $69.1 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida and Illinois.

Tree City Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tree City Investments: assets under management

The assets under management (AUM) of Tree City Investments, Inc. is $69.1 million. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tree City Investments, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tree City Investments, Inc.

Daniel Francis Walsh has been acting as President since 1 Feb 2000. Carol Milke Digman joined the executive team most recently as the President, Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel Francis Walsh President 1 Feb 2000 50% - 75% 1886562
Carol Milke Digman Vice president 1 Feb 2000 50% - 75% 1295275
Carol Milke Digman President, chief compliance officer 1 Mar 2002 50% - 75% 1295275
Daniel Francis Walsh Vice president 1 Mar 2002 50% - 75% 1886562
Carol Milke Digman President, chief compliance officer 1 Jan 2006 75% - 100% 1295275

Based in Lakeforest

The principal office where Tree City Investments, Inc. performs its advisory services is located at 222 East Wisconsin Ave., Lakeforest, IL 60045, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-735-9522 or by fax 847-735-9517. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.