Kapstream Capital Pty Limited (Sydney)


Kapstream Capital Pty Limited is a large advisory firm based in Sydney. It manages $6.7 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Kapstream Capital Pty Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kapstream Capital Pty Limited: assets under management

The assets under management (AUM) of Kapstream Capital Pty Limited is $6.7 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.7 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $372.22 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kapstream Capital Pty Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kapstream Capital Pty Limited

Richard Maccoy Weil has been acting as President since 1 Jul 2015. Kumar Palghat has served as the Chief Investment Officer since 1 Jan 2007. Janus International Holding Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kp4 Pty Ltd Shareholder 1 Jan 2007 25% - 50% foreign
Nicnick Pty Ltd Shareholder 1 Jan 2007 Other foreign
Nickolaos J Maroutsos Portfolio manager 1 Jan 2007 Other 2940038
Kumar Palghat Chief investment officer 1 Jan 2007 50% - 75% 6165672
Fidante Partners Kapstream Holdings Pty Ltd Shareholder 1 Jan 2007 25% - 50% foreign
Robert John Woods Director 1 Jan 2007 Other 6147175
2doras Pty Ltd Shareholder 1 Jan 2011 Other foreign
Stephen Scott Goldman Portfolio manager, chief compliance officer 1 Jan 2011 Other 3231555
Catherine Maree Hales Alternate director 1 Jan 2012 Other 6147507
Janus International Holding Llc Shareholder 1 Jul 2015 50% - 75% 84-1568737
Richard Maccoy Weil Director 1 Jul 2015 Other 2603181
Bruce Lewis Koepfgen Director 1 Jul 2015 Other 830273
Stephen Scott Goldman Director 1 Jul 2015 Other 3231555

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Challenger Group Holdings Ltd Shareholder 1 Sep 1997 75% - 100% foreign
Janus Member - class b 1 Mar 2002 75% - 100% 104652
Janus Holdings Llc Member - class a 1 Mar 2002 75% - 100% 04-3651172
Janus Capital Group Inc. Member 1 Jan 2003 75% - 100% 84-076359
Challenger Fm 2 Holdings Pty Ltd Shareholder 1 Jan 2004 75% - 100% foreign
Cfsg Holdings No. 2 (Victoria) Pty Ltd Shareholder 1 Jan 2004 75% - 100% foreign
Challenger Limited Shareholder 1 Jan 2004 75% - 100% foreign
Fidante Partners Holdings Pty Limited Shareholder 1 Mar 2007 75% - 100% foreign
Challenger Funds Management Holdings Pty Ltd Shareholder 1 Aug 2007 75% - 100% foreign

Based in Sydney

The principal office where Kapstream Capital Pty Limited performs its advisory services is located at Level 7, 39 Martin Place, Sydney, 2000, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612 9234 0000 or by fax 612 9234 0099. The normal business hours are 7 am to 5 pm on Monday - Friday. You can find more information about the New York firm at kapstream.com.