Summer Street Capital Partners, LLC (Buffalo)


Summer Street Capital Partners, LLC is a large advisory firm based in Buffalo. It manages $534.12 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Summer Street Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Summer Street Capital Partners: assets under management

The assets under management (AUM) of Summer Street Capital Partners, LLC is $534.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $534.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $89.02 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Summer Street Capital Partners, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Summer Street Capital Partners serves?

The only and largest group of clients of Summer Street Capital Partners is pooled investment vehicles with 6 clients and $534.12 million of assets under management. Among the 7 most similar advisory firms, Summer Street Capital Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $534.12 million for 6 clients. None of the firm’s clients are foreign persons or businesses.

Summer Street Capital Partners also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $404,040.

Careers at Summer Street Capital Partners, LLC

The company employs 13 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Jcb Holdings Member 1 Jul 2000 Other 47-2853315
Andrew Lee Fors Member 1 Jul 2000 Other 6022661
Gary Paul Hull Member 1 Jul 2000 Other 6022666
Jennifer Chalmers Balbach Member 1 Jul 2000 Other 6022669
Inc. Mpm Investors Manager 1 Mar 2001 25% - 50% 16-1599373
Inc. C&B Investors Manager 1 Mar 2001 25% - 50% 16-1599049
Ronald John Fleissner Chief compliance officer 1 Jan 2011 Other 6022674
Inc. Hodge Avenue Holdings Member 1 Jan 2012 Other 47-3292403
Inc. Mjp Ventures Member 1 Jan 2012 Other 46-2809686
Baris Civelek Member 1 Jan 2012 Other 4445594
Michael Joseph Petri Member 1 Jan 2012 Other 6179479
Inc. Fors Holdings Member 1 Apr 2013 Other 46-2611872
Amy Lynn Standing Chief compliance officer and cfo 1 Dec 2013 Other 6281644
Amy Lynn Confer Chief compliance officer and cfo 1 Dec 2013 Other 6281644
Inc. Mjp Ventures Member 1 Jan 2014 Other 46-2809686
Inc. Jcb Holdings Member 1 Jan 2015 Other 47-2853315
Inc. Hodge Avenue Holdings Member 1 Jan 2015 Other 47-3292403
Mark Anthony Zogaria Cco, cfo 1 Oct 2016 Other 6728333

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Michael Paul Mcqueeney Manager 1 Jul 2000 75% - 100% 6022648
Brian Thomas Damico Manager 1 Jul 2000 75% - 100% 2441204
Michael Joseph Petri Manager 1 Jan 2014 75% - 100% 6179479
Jennifer Chalmers Balbach Manager 1 Jan 2015 75% - 100% 6022669
Baris Civelek Manager 1 Jan 2015 75% - 100% 4445594

Based in Buffalo

The principal office where Summer Street Capital Partners, LLC performs its advisory services is located at 70 West Chippewa Street, Buffalo, NY 14202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-566-2900 or by fax 716-566-2910. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at summerstreetcapital.com.