Laguna Financial Group, Inc. is an adviser based in Laguna Beach. It manages $66.13 million of regulatory assets for 297 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Florida, New York, and Washington.
Laguna Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Laguna Financial Group, Inc. is $66.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Laguna Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Kaitlin Marie Hewell joined the executive team most recently as the Chief Compliance Officer.
The principal office where Laguna Financial Group, Inc. performs its advisory services is located at 332 Forest Ave Ste 18, Laguna Beach, CA 92651 The mailing address of the firm is Po Box 1047, Laguna Beach, CA 92652. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-715-7675 or by fax 949-715-7674. The normal business hours are 9am - 2pm on Monday - Friday. You can find more information about the New York firm at lagunafinancial.net.