Central States Capital Markets, LLC (Prairie Village)


Central States Capital Markets, LLC is an adviser based in Prairie Village. It manages $19.77 million of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2014.

Central States Capital Markets provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Central States Capital Markets: assets under management

The assets under management (AUM) of Central States Capital Markets, LLC is $19.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $403.39 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Central States Capital Markets, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Casey Patrick Mcliney Member 1 Sep 2010 75% - 100% 4587856
James Michael Mclaughlin Member 1 Sep 2010 Other 1461635
Stephen Jay Freidell Member 1 Sep 2010 Other 5194129

Based in Prairie Village

The principal office where Central States Capital Markets, LLC performs its advisory services is located at 4200 W 83 Rd Street, Prairie Village, KS 66208, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-766-6565 or by fax 913-766-5860. The normal business hours are 8:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at centralstatescapitalmarkets.com.