Glenwood Capital Investments, L.L.C. (Chicago)


Glenwood Capital Investments, L.L.C. is a large advisory firm based in Chicago. It manages $5.72 billion of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2001.

Glenwood Capital Investments, L.L.C provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Glenwood Capital Investments, L.L.C: assets under management

The assets under management (AUM) of Glenwood Capital Investments, L.L.C. is $5.72 billion. The firm's AUM has grown by 163% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $691.53 million in discretionary accounts and $5.02 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.4 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $218.42 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Glenwood Capital Investments, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Glenwood Capital Investments, L.L.C.

Frank Carter Meyer has been acting as President since 1 Jul 1998. Michael Jawor has served as the Chief Investment Officer since 1 Jul 2007. John Rowsell joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frank Carter Meyer Chairman 1 Jul 1998 Other 1231392
Ross Steven Laser President 1 Jul 1998 Other 2353109
Christophe Brown Vice president 1 Jul 1998 Other 1859198
Alicia Derrah Cfo 1 Jul 1998 Other 2408556
Alicia Borst Derrah Chief financial officer/secretary 1 Jul 1998 Other 2408556
Man Glenwood Inc. Sole member 1 Sep 2000 75% - 100% 06-1594197
Richard Talbot Gray Vice president 1 Nov 2000 Other 4425963
David Jonathan Gordon Vp 1 Sep 2001 Other 4557263
Shelley Ann Mulconrey Vp 1 Sep 2001 Other 4557269
Susanne Berger Rutherford Vice president investor relations 1 Jun 2002 Other 4348404
Yuichi Hoshino Vice president investor relations 1 Dec 2002 Other 2402295
Alan Robert Tucker Vice president and chief operating officer 1 Jan 2003 Other 4633159
Steven Zoric Chief legal and compliance officer/secretary 1 Jan 2003 Other 4074487
James William Rosenberger Vice president 1 Jul 2003 Other 4395647
John Rowsell President 1 Oct 2003 Other 2717830
Rhowena B Blank Vice president/head of operations 1 Jun 2005 Other 2154625
Patrick James Kenary Head of research and product development 1 Aug 2005 Other 2085617
David Edward Kuenzi Vice president and head of risk management and quantitative research 1 Sep 2005 Other 2682651
Michael Jawor Chief investment officer 1 Jul 2007 Other 5388108
Brenda Kaye Fournier Chief compliance officer 1 Nov 2007 Other 1850332
Keith John Kendrick Chief compliance officer 1 Jan 2008 Other 4664863
Leslie J. Osborn Chief compliance officer 1 Apr 2008 Other 4580474
John Rowsell Managing director 1 Jul 2009 Other 2717830
Anthony Michael Lawler Co-head of portfolio management 1 Jul 2009 Other 2907401
Lance Ari Donenberg Head of market intelligence 1 Jul 2009 Other 4143834
Rupert Rossander Chief operating officer 1 Jul 2009 Other 5689264

Indirect Owners

The SEC currently registers 18 indirect owners.

Name Entity Date acquired Ownership Employer ID
Man Group Plc Shareholder 1 Nov 1994 75% - 100% foreign entity
E D & F Man Investments Bv Shareholder 1 Mar 1999 75% - 100% foreign entity
Man Investments Bv Shareholder 1 Mar 1999 75% - 100% foreign entity
E.D. & F. Man Investments Bv Shareholder 1 Mar 1999 75% - 100% foreign entity
Factornew Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
E D & F Man Cocoa Investments Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
Man Group Holdings Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
Man Group Usa Inc. Shareholder 1 Jun 2000 75% - 100% 13-1962847
Man Investment Products Holdings Inc. Shareholder 1 Oct 2000 75% - 100% 13-4049528
Man Investments Holdings Inc. Shareholder 1 Oct 2000 75% - 100% 13-4049528
Man Group Holdings Limited Shareholder 1 Jun 2004 75% - 100% foreign entity
Man Group Investments Limited Shareholder 1 Jun 2004 75% - 100% foreign
E.D. & F. Man Investments Bv Shareholder 1 Aug 2006 75% - 100% foreign entity
Man Group Plc Shareholder 1 Aug 2006 75% - 100% foreign entity
Man Investments Usa Holdings Inc. Shareholder 1 Aug 2006 75% - 100% 98-0503332
Man Group Uk Limited Shareholder 1 Aug 2006 75% - 100% foreign
Man Group Uk Limited Shareholder 1 Nov 2007 75% - 100% foreign
Man Ultraviolet Limited Shareholder 1 Nov 2007 75% - 100% foreign

Based in Chicago

The principal office where Glenwood Capital Investments, L.L.C. performs its advisory services is located at 123 North Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-881-6500 or by fax 312-881-6501. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.