Chaplin Mullaugh, Incorporated (Sewickley)


Chaplin Mullaugh, Incorporated is a large advisory firm based in Sewickley. It manages $32.67 million of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Chaplin Mullaugh, Incorporated provides financial planning services, portfolio management for individuals and small businesses, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chaplin Mullaugh, Incorporated: assets under management

The assets under management (AUM) of Chaplin Mullaugh, Incorporated is $32.67 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $30.26 million in discretionary accounts and $2.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.04 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $805 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chaplin Mullaugh, Incorporated for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chaplin Mullaugh, Incorporated

James Crossan Iv Chaplin has been acting as President since 1 Apr 1982. Debra Sue Markovich joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Crossan Iv Chaplin Chairman/treasurer 1 Apr 1982 50% - 75% 600538
Carol Cushing Mullaugh President 1 Apr 1982 50% - 75% 342370
Emerson Macmillin Wickwire Vice-president institutional services 1 Jan 1995 Other 2193392
Debra Sue Markovich Corporate secretary 1 Mar 1996 Other xxx-xx-xxxx

Based in Sewickley

The principal office where Chaplin Mullaugh, Incorporated performs its advisory services is located at 435 Beaver Street, Sewickley, PA 15143 0567, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 412-741-6472 or by fax 412-741-4775. The normal business hours are 8:00 - 5:30 on Monday - Friday.