Roundhill Financial Inc. is an investment adviser to an investment company based in New York. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California and New York.
Roundhill Financial provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The advisory firm has a single stream of revenue. Clients pay Roundhill Financial Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Roundhill Financial is investment companies with 1 clients and $0 of assets under management. Among the 0 most similar advisory firms, Roundhill Financial has the 0th lowest percentage of investment companies out of all clients.
None of the firm’s clients are foreign persons or businesses.
Roundhill Financial doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Timothy Maloney has served as the Chief Investment Officer since 1 Oct 2018 and Will Hershey is the Chief Executive Officer of Roundhill Financial Inc. family office. L.P. Bitkraft Esports Ventures Fund I joined the executive team most recently as the Shareholder.
The principal office where Roundhill Financial Inc. performs its advisory services is located at 575 Fifth Ave, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 646-661-5441. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at roundhillinvestments.com/ and its LinkedIn profile.