Spouting Rock Fund Management (Bryn Mawr)

Name: Spouting Rock Fund Management
Address: 925 W. Lancaster Ave, Bryn Mawr, PA, 19010
Telephone: 610-788-2128

Spouting Rock Fund Management is a related adviser based in Bryn Mawr. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Pennsylvania.

Spouting Rock Fund Management provides selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Spouting Rock Fund Management for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Spouting Rock Fund Management

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Tai Chin (None) Tung has served as the Chief Investment Officer since 1 Aug 2015 and Andrew Alasdair Smith is the Chief Executive Officer of Spouting Rock Fund Management family office. Michael Alfred Hullings joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Blakely Chapman Page	Trustee	1 Jun 2014	Other	2922955
Erich Michael Hickey	President & ceo	1 Jun 2014	Other	4070423
Thomas John Quinn	Vice president & cio	1 Jun 2014	Other	4801693
Todd Fredric Silbergeld	Secretary, cco and general counsel	1 Jun 2014	Other	4888527
Llc Spouting Rock Financial Partners	Direct owner	1 Jun 2014	75% - 100%	20-5821934
Tai Chin (None) Tung	Chief investment officer	1 Aug 2015	Other	2040873
David Ray	Investor	1 Sep 2015	Other	xxx-xx-xxxx
Llc 1112 Holdings	Investor	1 Sep 2015	Other	20-5669780
Michael Alfred Hullings	Chief compliance officer	1 Mar 2018	Other	6871198
Andrew Alasdair Smith	Chief executive officer	1 Mar 2018	Other	4909668

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Barker Ford	Managing member	1 Oct 2006	25% - 50%	2926269
Blakely Chapman Page	Managing member	1 Jun 2013	50% - 75%	2922955

Based in Bryn Mawr

The principal office where Spouting Rock Fund Management performs its advisory services is located at 925 W. Lancaster Ave, Bryn Mawr, PA 19010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-788-2128. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at spoutingrockfunds.com.