Scott & Stringfellow, LLC (Richmond)

Name: Scott & Stringfellow, LLC
Address: 901 E. Byrd Street, Richmond, VA, 23219
Telephone: 804-643-1811

Scott & Stringfellow, LLC is a large advisory firm based in Richmond. It manages $7.28 billion of regulatory assets for 11,630 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 42 other states.

Scott & Stringfellow provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for approximately 582 clients. On top of advisory services, the firm doesn't engage in other business activities.

Scott & Stringfellow: assets under management

The assets under management (AUM) of Scott & Stringfellow, LLC is $7.28 billion. The firm's AUM has grown by 184% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.46 billion in discretionary accounts and $820.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $704.11 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $334.69 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Scott & Stringfellow, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Scott & Stringfellow, LLC

Sidney Buford Scott has been acting as President since 1 May 1999. Patrick Arthur Oshea joined the executive team most recently as the Senior Managing Director/Equity Capital Markets/Board Of Managers.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bb&T Corporation	Owner	1 Oct 1997	75% - 100%	56-0939887
Merlin T Grim	Treasurer/risk officer/senior managing director	1 Apr 1999	Other	1386380
Sidney Buford Scott	Chairman/board of managers	1 May 1999	Other	417234
William Rufus Iii Yates	Board of managers	1 Nov 2001	Other	4515188
Michael Cole Owen	Senior managing director	1 Mar 2002	Other	1146778
Michael Douglas Ball	Senior managing director	1 Mar 2002	Other	1134463
Frank Rogers Vaden	Senior managing director	1 Mar 2002	Other	1641590
Walter Spencer Iii Robertson	Chief executive officer / board of managers	1 Sep 2002	Other	4443678
John Bernard Jr Jung	Sr managing dir. capital markets/board of managers	1 Sep 2003	Other	1296163
Bryan Scott Cram	Chief administrative officer/senior managing director	1 Jan 2005	Other	2723431
Alexander Wilson Cecil	Chief compliance officer / senior managing director / board of managers	1 May 2005	Other	2319938
Tullius Cicero Tupper	Senior managing director/chief operating officer/ board of managers	1 Nov 2005	Other	704076
Randall Barrett Saufley	Chief accounting officer / finop /managing director	1 Jul 2006	Other	1664935
Robert Lee Youngblood	Board of managers	1 Jul 2006	Other	5172473
Coye Baxter Cordle Iii	Rosfp	1 Jun 2008	Other	4544954
Hal Swords Johnson	Board of managers	1 Aug 2008	Other	2932544
Kenneth Lue Daniels	Board of managers	1 Aug 2008	Other	5562440
Walter Spencer Iii Robertson	Seniro managing director/president,private client group / board of managers	1 Jul 2009	Other	4443678
William Rufus Iii Yates	Chief executive officer/board of managers	1 Jul 2009	Other	4515188
Theodore B Ii Luse	Senior managing director/debt capital markets	1 Jul 2009	Other	1546627
Patrick Arthur Oshea	Senior managing director/equity capital markets	1 Jul 2009	Other	1580879
Merlin T Grim	Senior managing director/financial operations & risk officer/board of managers	1 Jan 2010	Other	1386380
Justin Shane Thompson	Rop	1 Jan 2010	Other	3200997
Kenneth Lue Daniels	Board of managers	1 Jan 2010	Other	5562440
William Edward Hardy	Senior managing director / head of debt capital markets	1 Jun 2010	Other	1459645
Tullius Cicero Tupper	Senior managing director/chief trading officer/ board of managers	1 Mar 2011	Other	704076
Bryan Scott Cram	Chief operating officer/senior managing director	1 Mar 2011	Other	2723431
Bryan Scott Cram	President private client group/senior managing director	1 Apr 2011	Other	2723431
Michael Cole Owen	Senior managing director / regional manager	1 Jun 2012	Other	1146778
Michael Douglas Ball	Senior managing director / regional manager	1 Jun 2012	Other	1134463
Patrick Arthur Oshea	Senior managing director/equity capital markets/board of managers	1 Aug 2012	Other	1580879
William Edward Hardy	Senior managing director / head of debt capital markets/board of managers	1 Aug 2012	Other	1459645
Bryan Scott Cram	President private client group/senior managing director/board of managers	1 Aug 2012	Other	2723431
George William Iv Robbins	Board of managers	1 Aug 2012	Other	2440106

Based in Richmond

The principal office where Scott & Stringfellow, LLC performs its advisory services is located at 901 E. Byrd Street, Richmond, VA 23219 The mailing address of the firm is 901 E. Byrd Street, Richmond, VA 23219. An additional office of the firm is in Virginia Beach, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 804-643-1811 or by fax 804-783-6032. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at scottstringfellow.com.