Suntrust Securities Inc (Atlanta)

Suntrust Securities Inc is a large advisory firm based in Atlanta. It manages $428.63 million of regulatory assets for 2,097 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 36 other states.

Suntrust Securities provides financial planning services, pension consulting services, and market timing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Suntrust Securities: assets under management

The assets under management (AUM) of Suntrust Securities Inc is $428.63 million. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suntrust Securities Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Suntrust Securities Inc

Philip Proctor Jr Davis has been acting as President since 1 Jun 1997. Roxanne Felsmaier Morris joined the executive team most recently as the Ia Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Georgett B Dickinson	Secretary	1 Apr 1997	Other	2520235
Philip Proctor Jr Davis	Director	1 Jun 1997	Other	62446
Orencio Julian Garciadelbusto	Director	1 Jun 1997	Other	1493875
Eraine Johnson Parker	Vice president/compliance officer	1 Aug 1997	Other	2337261
William Marc Mathis	Director	1 Apr 1998	Other	1650411
John Paul Ehrensperger	Director, crop	1 Jun 1998	Other	1524602
Michael Steven Thornton	Director	1 Jun 1998	Other	2876317
Suntrust Bank Holding Company	Holding company	1 May 2000	75% - 100%	58-1648698
Charles Flem Wright	Director	1 May 2000	Other	2143832
James Francis Iii Winters	Treasurer and chief financial officer	1 Jul 2000	Other	4189174
John Leslie Iii Parker	Srop	1 Aug 2000	Other	1282992
Peter George Bielan	President and ceo	1 Aug 2000	Other	1304331
Stuart Francis Scott	Director	1 Apr 2001	Other	1548329
Jean Deshazo Jumet	Crop	1 Apr 2001	Other	736446
Mario James Conti	Director	1 Mar 2002	Other	1005859
Stephen Lynn Reed	Director	1 Mar 2002	Other	1172769
John Leslie Iii Parker	Crop	1 Oct 2002	Other	1282992
David Cannon Prince	Director	1 Dec 2002	Other	1636628
Frank David Good	Director	1 Dec 2002	Other	1155760
James Francis Iii Winters	Treasurer, chief financial officer and director	1 May 2003	Other	4189174
Sharon Doster Jones	Crop	1 Mar 2004	Other	3124470
James Kelly Jr Ardrey	Chief financial officer, treasurer and director	1 Jul 2004	Other	2371042
John Bartholomew Clayton	Srop	1 Oct 2004	Other	2193117
David Cannon Prince	Director and corporate secretary	1 Jan 2005	Other	1636628
Roxanne Felsmaier Morris	Ia chief compliance officer	1 Apr 2005	Other	3167005

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Suntrust Banks	Shareholder	1 Jan 2000	75% - 100%	58-1575035

Based in Atlanta

The principal office where Suntrust Securities Inc performs its advisory services is located at 303 Peachtree Center Avenue, Atlanta, GA 30303 The mailing address of the firm is P. O. Box 4418 Mc 107, Atlanta, GA 30302. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-813-7416 or by fax 404-813-7213. The normal business hours are 8:oo a.m.- 5:00 p.m. (et) on Monday - Friday.