Steven Charles Capital Ltd is a mid-sized advisory firm based in Rochester. It manages $87 million of regulatory assets for 97 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New York and Texas.
Steven Charles Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Steven Charles Capital Ltd is $87 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Steven Charles Capital Ltd for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Steven Charles Braverman is high net worth individuals with 86 clients and $80 million of assets under management. Among the 2 most similar advisory firms, Steven Charles Capital has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $87 million for 97 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Steven Charles Capital doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Steven Charles Braverman has been acting as President since 1 Feb 1986. Dan E Braverman joined the executive team most recently as the Chief Compliance Officer.
The principal office where Steven Charles Capital Ltd performs its advisory services is located at 200 Canal View Blvd, Rochester, NY 14623, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 585-325-1870 or by fax 585-325-1879. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at stevencharlescapital.com.