Inroads Capital Management LLC (Houston)


Inroads Capital Management LLC is a large advisory firm based in Houston. It manages $170.8 million of regulatory assets for 432 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, California, Georgia, Louisiana, and Texas.

Inroads Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Inroads Capital Management: assets under management

The assets under management (AUM) of Inroads Capital Management LLC is $170.8 million. The firm's AUM has grown by 18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $168.6 million in discretionary accounts and $2.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $427.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $57.89 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Inroads Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Alfred Jackson Partner 1 Oct 2009 50% - 75% 1508541
Jw Falcon Group Ltd Partner 1 Oct 2009 50% - 75% 61-1448409
Christopher Alan Zook Partner 1 Oct 2009 50% - 75% 2125318
Caz Investment Management Llc Partner 1 Oct 2009 Other 76-0649550

Based in Houston

The principal office where Inroads Capital Management LLC performs its advisory services is located at Suite 2020, One Riverway, Houston, TX 77056 1993, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-595-1460 or by fax 713-595-1461. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.