Lombardia Capital Partners, LLC (Chicago)


Lombardia Capital Partners, LLC is a large advisory firm based in Chicago. It manages $1.07 billion of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Illinois, and Pennsylvania.

Lombardia Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lombardia Capital Partners: assets under management

The assets under management (AUM) of Lombardia Capital Partners, LLC is $1.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lombardia Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lombardia Capital Partners, LLC

Andrew Lauren Absler joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Diana Lynn Calhoun Managing director 1 Apr 2003 Other 4039636
George Gerard Castro Chief executive officer 1 Jun 2003 25% - 50% 1370152
Leslie Adin Waite Managing director 1 Jun 2003 Other 4368060
Fernando Inzunza Chief compliance officer 1 Dec 2003 Other 1932690
Kelly R. Ko Managing director 1 Jul 2006 Other 4529906
Kelly Raymond Ko Managing director 1 Jul 2006 Other 4529906
Albert B. Chavez Chief compliance officer 1 Oct 2006 Other 5240847
Inc. Lombardia Capital Partners Member 1 Nov 2006 75% - 100% 20-8359898
Wendell Floyd Williams Chief compliance officer 1 Jan 2009 Other 3178686
Alvin Leonardo Polit Managing director 1 Jan 2012 Other 2039814
George Gerard Castro Executive chairman of board 1 Dec 2013 Other 1370152
Leslie Adin Waite Partner 1 Dec 2013 Other 4368060
Fernando Inzunza Partner 1 Dec 2013 Other 1932690
Alvin Wardell Marley Chief executive officer 1 Dec 2013 Other 5041411
Kelly Raymond Ko Partner 1 Dec 2013 Other 4529906
Wendell Floyd Williams Chief operating officer 1 Dec 2013 Other 3178686
Alvin Leonardo Polit Partner 1 Dec 2013 Other 2039814
James Peter Veers Shareholder 1 Jun 2014 Other 6620030
William Todd Warnick Chief financial officer 1 Sep 2014 Other 2812904
Victoria Luiten Chief compliance officer 1 Oct 2014 Other 6410682
Peter Andrew Lopez Co chief executive officer 1 Mar 2017 Other 2812904
Vincent Craig Williams Co chief executive officer 1 Mar 2017 Other 1451222
Andrew Lauren Absler Shareholder 1 Jun 3014 Other 6620024

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nancy P Castro Trustee 1 May 2005 Other xxx-xx-xxxx
Alvin Wardell Marley Chief executive officer 1 Sep 2005 25% - 50% 5041411
The Castro Family Trust Shareholder 1 Mar 2015 25% - 50% 47-6950552

Based in Chicago

The principal office where Lombardia Capital Partners, LLC performs its advisory services is located at 30 North Lasalle Street, Chicago, IL 60602 2533, which is also the mailing address of the firm. An additional office of the firm is in Encinitas, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-269-1060 or by fax 312-269-1061. The normal business hours are 7:00 am - 4:00 pm central on Monday - Friday. You can find more information about the New York firm at lombardiacapital.com.