Treaty Oak Capital Management, L.P. (Austin)


Treaty Oak Capital Management, L.P. is an adviser based in Austin. It manages $51 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Treaty Oak Capital Management provides portfolio management for businesses and institutional clients and portfolio management for private pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Treaty Oak Capital Management: assets under management

The assets under management (AUM) of Treaty Oak Capital Management, L.P. is $51 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Treaty Oak Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Joseph Myers Manager and member 1 Apr 2002 75% - 100% 2015958
Aaron Reed Stanley Member 1 Apr 2002 25% - 50% 2958588
Aaron Reed Stanley Trustee 1 Dec 2008 Other 2958588
Aaron Stanley Management Trust Limited parter 1 Jun 2009 50% - 75% xxx-xx-xxxx

Based in Austin

The principal office where Treaty Oak Capital Management, L.P. performs its advisory services is located at 300 West 6 Th Street, Austin, TX 78701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-481-1956 or by fax 512-236-1444. The normal business hours are 8:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at www.treatyoakcapital.com.