Ffr Financial & Insurance Services LLC (Buellton)


Ffr Financial & Insurance Services LLC is an adviser based in Buellton. It manages $58.41 million of regulatory assets for 81 client accounts. It has been registered with the SEC as an adviser since 2008.

Ffr Financial & Insurance Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ffr Financial & Insurance Services: assets under management

The assets under management (AUM) of Ffr Financial & Insurance Services LLC is $58.41 million. The firm's AUM has grown by 83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ffr Financial & Insurance Services LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ffr Financial & Insurance Services LLC

Joel Robert Baker has been acting as President since 1 Jan 2004. Baker Alaska Llc joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
National Financial Partners Owner 1 Jan 1999 75% - 100% 13-4029115
Joel Robert Baker President 1 Jan 2004 Other 1121345
Kathryn E Courain Chief compliance officer 1 Jan 2008 Other 4062768
Baker Alaska Llc Owner 1 Jan 2010 Other 26-0032401

Based in Buellton

The principal office where Ffr Financial & Insurance Services LLC performs its advisory services is located at 560 Mcmurray Road, Buellton, CA 93427 The mailing address of the firm is Po Box 66, Buellton, CA 93427. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-688-8562 or by fax 805-688-2985. The normal business hours are 8 am to 5 pm on Monday - Friday.