Kit Cole Investment Advisory Services (San Rafael)


Kit Cole Investment Advisory Services is a large advisory firm based in San Rafael. It manages $30.6 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Nevada.

Kit Cole Investment Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kit Cole Investment Advisory Services: assets under management

The assets under management (AUM) of Kit Cole Investment Advisory Services is $30.6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $637.5 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kit Cole Investment Advisory Services for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kit Cole Investment Advisory Services

Kit Margossian Cole has been acting as President since 1 Sep 1978. Kit M Cole Irrevocable Trust Fbo Martino Petrini joined the executive team most recently as the Trust.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kit Margossian Cole Director/shareholder 1 Sep 1978 Other 50562
Kimberly Alyson Petrini Director/shareholder 1 Sep 1981 Other 4346526
Kit Cole Trustee Kit Cole Family Trust Shareholder 1 Mar 1989 75% - 100% xxx-xx-xxxx
Jamson Lisa Tappan Director/secretary 1 Dec 1998 Other 1702711
William Jeffery Tappan Shareholder 1 Dec 1999 Other 1661413
Kit M Cole Irrevocable Trust Fbo Martino Petrini Trust 1 Dec 2002 Other 00-0000000
Kit M. Cole Irrevocable Trust Fbo Dominic Petrini Trust 1 Dec 2002 Other 00-0000000
Kit M Cole Irrevocable Trust Fbo Tiana Petrini Trust 1 Dec 2002 Other 00-0000000
Kit M Cole Revocable Fbo William J Dixon Trust 1 Dec 2002 Other 00-0000000
Kit M Cole Revocable Trust Fbo Daniel Dixon Trust 1 Dec 2002 Other 00-0000000

Based in San Rafael

The principal office where Kit Cole Investment Advisory Services performs its advisory services is located at 851 Irwin St, Ste 301, San Rafael, CA 94901, which is also the mailing address of the firm. An additional office of the firm is in Mill Valley, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-457-9000 or by fax 415-453-7054. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.kitcole.com.