Coriolis Capital Limited (London)


Coriolis Capital Limited is a large advisory firm based in London. It manages $765.15 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2004.

Coriolis Capital Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Coriolis Capital Limited: assets under management

The assets under management (AUM) of Coriolis Capital Limited is $765.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 467% since the beginning of its operation, and $765.15 million of the total AUM is attributable to clients outside of the United States.

The firm manages $765.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Coriolis Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Coriolis Capital Limited serves?

The only and largest group of clients of Coriolis Capital Limited is pooled investment vehicles with 8 clients and $765.15 million of assets under management. Among the 12 most similar advisory firms, Coriolis Capital Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $765.15 million for 8 clients. 100% of the firm’s clients are foreign persons or businesses.

Coriolis Capital Limited doesn't advise any private funds.

Careers at Coriolis Capital Limited

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Martin Jones has served as the Chief Investment Officer since 1 May 2003 and Diego Wauters is the Chief Executive Officer of Coriolis Capital Limited family office. Scor Ip Holdco Sas joined the executive team most recently as the Shareholder A Shares.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Diego Didier Wauters Chief executive officer - b shares 1 May 2003 50% - 75% 4876645
Martin Royston Jones Chief investment officer - b shares 1 May 2003 25% - 50% 4876647
Diego Wauters Chief executive officer 1 May 2003 50% - 75% 4876645
Martin Jones Chief investment officer 1 May 2003 25% - 50% 4876647
Andrew John Sibbald Summers Shareholder - a shares 1 Jun 2003 Other 4350930
Nicola Thomas Ralston Shareholder - a shares 1 Jun 2003 Other 4364899
Hugh Roderick Ward Non-executive director - a shares 1 Jun 2003 Other 4354604
John Dallas Shareholder - a shares 1 Jun 2003 Other 4876638
Stephen James Cook Shareholder - a shares 1 Jun 2003 Other 4876641
Stephen George Leonard Osborne Shareholder - a shares 1 Jun 2003 Other 4876643
Kevin Alcock Shareholder 1 Jun 2003 Other 4876633
Arnold Eber Non-executive director 1 Jun 2003 Other 4876636
Steve Cook Shareholder 1 Jun 2003 Other 4876641
Steve Osborne Shareholder 1 Jun 2003 Other 4876643
Arnold Gary Eber Non-executive director - a shares 1 Jun 2003 Other 4876636
Kristy Jane Mcmillan Chief operating officer/chief compliance officer - b shares 1 Jul 2003 Other 4876649
Kristy Mcmillan Chief operating officer/chief compliance officer 1 Jul 2003 Other 4876649
Kevin Alcock Non executive director 1 Aug 2009 Other 4876633
The Alcock Family Trust Shareholder - a shares 1 Nov 2010 Other foreign entity
Scor Ip Holdco Sas Shareholder - a shares 1 Sep 2019 75% - 100% 847891603

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Scor Se 100% shareholder of scor investment partners se 1 Mar 2012 75% - 100% 562 033 357
Scor Investment Partners Se 100% shareholder of scor ip holdco sas 1 Feb 2019 75% - 100% 510235815

Based in London

The principal office where Coriolis Capital Limited performs its advisory services is located at 23 Austin Friars, London, Ec2 N 2 Qp, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 20 3159 5225 or by fax +44 20 3159 5226. The normal business hours are 0900-1800 on Monday - Friday. You can find more information about the New York firm at corioliscapital.com.