Chevy Chase Securities, Inc. (Bethesda)


Chevy Chase Securities, Inc. is a large advisory firm based in Bethesda. It manages $125.13 million of regulatory assets for 922 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Delaware, and 5 other states.

Chevy Chase Securities provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chevy Chase Securities: assets under management

The assets under management (AUM) of Chevy Chase Securities, Inc. is $125.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $125.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $135.71 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chevy Chase Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chevy Chase Securities, Inc.

George Patrick Jr Clancy has been acting as President since 1 Apr 1996. Timothy Treble joined the executive team most recently as the Chief Compliance Officer, Director Of Operations.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alexander R M Boyle Chairman and director 1 Jan 1984 Other 1214014
Stephen Robert Jr Halpin Director and vice president 1 Feb 1984 Other 1229581
Richard Lee Clark Director and president 1 Nov 1987 Other 1766494
Shannon Barrow Rowan Vice president 1 Mar 1989 Other 1752276
Holly Price Mackay Vice president 1 Mar 1992 Other 2250144
Frank Paul Bartolini Vice president 1 Apr 1992 Other 2148806
Chevy Chase Financial Services Corporation Shareholder 1 Feb 1996 75% - 100% 52-1974251
George Patrick Jr Clancy Director 1 Apr 1996 Other 2981916
William Scott Mcsween Director 1 Jun 1998 Other 4313623
Allison Ann Ferko Chief legal officer 1 Jun 2001 Other 2882256
Peter Michael Welber Director 1 Mar 2004 Other 4717090
Natalie Marie Norris Chief compliance officer 1 May 2004 Other 2377634
Thomas James Mudlaff President 1 Jul 2004 Other 2359466
Michelle Davidson Gottwald Vice president, chief compliance officer, and financial and operations principal 1 Aug 2005 Other 1984588
Megan Cloughley Daufeldt Vice president, financial and operations principal 1 Sep 2006 Other 1097595
Stephen P Theobold Director 1 Mar 2009 Other 5652833
Stephen Patrick Theobald Director 1 Mar 2009 Other 5652833
Matthew J Murphy Director 1 Jul 2009 Other 2309026
Timothy Treble Director 1 Aug 2009 Other 1699773
Timothy Treble Chief compliance officer, director of operations 1 Feb 2010 Other 1699773

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
F.S.B. Chevy Chase Bank Shareholder 1 Feb 1996 75% - 100% 52-0897004
Capital One Financial Corporation Shareholder 1 Feb 2009 75% - 100% 54-1719854
N.A. Capital One Shareholder 1 Jul 2009 75% - 100% 72-0210640

Based in Bethesda

The principal office where Chevy Chase Securities, Inc. performs its advisory services is located at 7501 Wisconsin Avenue, Bethesda, MD 20814, which is also the mailing address of the firm. An additional office of the firm is in Potomac, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 240-497-7200 or by fax 240-497-7212. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at chevychasebank.com/html/investments.html.