Stark & Roth LLC is a large advisory firm based in Milwaukee. It manages $305.71 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Wisconsin.
Stark & Roth provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Stark & Roth LLC is $305.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and $131.77 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Stark & Roth LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Stark & Roth is pooled investment vehicles with 16 clients and $305.71 million of assets under management. Among the 7 most similar advisory firms, Stark & Roth has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $305.71 million for 16 clients. 73% of the firm’s clients are foreign persons or businesses.
Stark & Roth also advises several private funds. Namely, twenty two hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.
The company employs 15 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Stark & Roth LLC performs its advisory services is located at 735 North Water Street, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 414-294-7000 or by fax 414-294-7700. The normal business hours are 8:00 am - 5:00 pm cst on Monday - Friday. You can find more information about the New York firm at starkinvestments.com.