Dimaio Ahmad Capital LLC (New York)


Dimaio Ahmad Capital LLC is a large advisory firm based in New York. It manages $415.88 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Dimaio Ahmad Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dimaio Ahmad Capital: assets under management

The assets under management (AUM) of Dimaio Ahmad Capital LLC is $415.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $415.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.41 million each.
Dimaio Ahmad Capital has custody of $161.15 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dimaio Ahmad Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dimaio Ahmad Capital LLC

Umesh Jayanti Patel has been acting as President since 1 Jul 2010. Dennis James Crilly joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jack John Dimaio Ceo 1 Oct 2004 50% - 75% 2013852
Nasser Aziz Ahmad Cio 1 Oct 2004 50% - 75% 2446441
William Wesley Higgins Coo 1 Oct 2004 Other 831349
Dimaio Ahmad Management Llc Managing member 1 Oct 2004 75% - 100% 20-1913412
Richard Mendy Haas Cfo 1 Jan 2005 Other 5065291
Dennis James Crilly Clo/cco 1 Feb 2005 Other 5065294
Dennis James Crilly Clo 1 Jun 2007 Other 5065294
James Calligan Gange Chief compliance officer 1 Jun 2007 Other 5438888
John Paul Lofaso Chief financial officer 1 Apr 2008 Other 2894382
Paul Owen Travers Principal 1 Feb 2010 Other 4223413
Umesh Jayanti Patel President 1 Jul 2010 Other 4300420
Dennis James Crilly Chief legal officer 1 Aug 2011 Other 5065294

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Pierce Fenner & Smith Incorporated Merrill Lynch Member 1 Jan 2007 25% - 50% 7691

Based in New York

The principal office where Dimaio Ahmad Capital LLC performs its advisory services is located at 24 West 40 Th Street, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-328-7900 or by fax 212-328-7870. The normal business hours are 8:30 am to 5:30 pm nyt on Monday - Friday.