Usa Wealth Management LLC (Grand Rapids)


Usa Wealth Management LLC is an adviser based in Grand Rapids. It manages $7.39 million of regulatory assets for 144 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Michigan, Missouri, and Texas.

Usa Wealth Management provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, market timing services, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Usa Wealth Management: assets under management

The assets under management (AUM) of Usa Wealth Management LLC is $7.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.31 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Usa Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Usa Wealth Management LLC

Frederick William Gearhart has been acting as President since 1 Feb 2007. Valerie Elizabeth Mc Manus Zoerhof joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dennis Clare Tubbergen President / treasurer 1 Apr 2002 75% - 100% 2505625
Frederick William Gearhart Secretary 1 Apr 2002 Other 3147196
Dennis C Tubbergen President / treasurer 1 Apr 2002 75% - 100% 2505625
Frederick William Gearhart Vp of operations 1 Mar 2004 Other 3147196
Lori Ann Rincones Vp of investment services 1 Aug 2004 Other 4418482
David Russell Millar Chief compliance officer 1 Aug 2005 Other 3097309
David Russell Millar General counsel 1 May 2006 Other 3097309
John Michael Koth Chief compliance officer 1 May 2006 Other 1760032
Rita Carol Defloreo Chief compliance officer 1 Oct 2006 Other 1655762
Dennis Clare Tubbergen Chief executive officer 1 Jan 2007 75% - 100% 2505625
Frederick William Gearhart President/treasuer 1 Feb 2007 Other 3147196
Lori Ann Rincones Chief compliance officer/chief operating officer 1 Feb 2007 Other 4418482
Valerie Elizabeth Mc Manus Zoerhof Chief compliance officer 1 Dec 2010 Other 4443032
Valerie Elizabeth Mc Manus Zoerhof Chief compliance officer 1 Dec 2011 Other 4443032

Based in Grand Rapids

The principal office where Usa Wealth Management LLC performs its advisory services is located at 961 Four Mile Road Nw, Grand Rapids, MI 49544 8252, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-553-7526 or by fax 800-501-0543. The normal business hours are 8:30 to 5 pm on Monday - Friday.