James Investment Research Inc is a large advisory firm based in Xenia. It manages $2.61 billion of regulatory assets for 269 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Florida, Indiana, and 7 other states.
James Investment Research provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and research. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of James Investment Research Inc is $2.61 billion. The firm's AUM has grown by 488% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay James Investment Research Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, other investment advisers, high net worth individuals, banking or thrift institutions, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Francis E James is investment companies with 2 clients and $1.36 billion of assets under management. Among the 9 most similar advisory firms, James Investment Research has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $2.61 billion for 186 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
James Investment Research doesn't advise any private funds.
The company employs 16 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 12 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Francis E James has been acting as President since 1 Dec 1972. Barry Ray James joined the executive team most recently as the Co Trustee.
The principal office where James Investment Research Inc performs its advisory services is located at 1349 Fairground Road, Xenia, OH 45385 The mailing address of the firm is P. O. Box 8, Alpha, OH 45301. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 937-426-7640 or by fax 937-426-7097. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at jir-inc.com.