Barnes Investment Advisory Inc (Phoenix)


Barnes Investment Advisory Inc is a large advisory firm based in Phoenix. It manages $138.96 million of regulatory assets for 173 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, and Texas.

Barnes Investment Advisory provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Barnes Investment Advisory: assets under management

The assets under management (AUM) of Barnes Investment Advisory Inc is $138.96 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 166% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $138.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $803.24 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Barnes Investment Advisory Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Barnes Investment Advisory Inc

Kathie Jo Beck Barnes has been acting as President since 1 Jul 1998. Michelle Marie Burton joined the executive team most recently as the Chief Compliance Officer/Business Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Paul Barnes Vice president/secretary/cco 1 Jun 1998 50% - 75% 1107007
Kathie Jo Beck Barnes President/treasurer 1 Jul 1998 50% - 75% 1201212
Stephen Paul Barnes Vice president/secretary 1 Jul 1998 50% - 75% 1107007
Michelle Marie Burton Chief compliance officer/business manager 1 Aug 2007 Other 5412307

Based in Phoenix

The principal office where Barnes Investment Advisory Inc performs its advisory services is located at 7250 North 16 Th Street, Phoenix, AZ 85020 5264, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-248-9099 or by fax 602-248-8862. The normal business hours are 8:00 a.m.- 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at barnesinvest.com.