Wendell David Associates Inc is a large advisory firm based in Portsmouth. It manages $765.33 million of regulatory assets for 467 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Connecticut, and 17 other states.
Wendell David Associates provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wendell David Associates Inc is $765.33 million. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wendell David Associates Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Peter James Boland is high net worth individuals with 156 clients and $542.63 million of assets under management. Among the 13 most similar advisory firms, Wendell David Associates has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $694.47 million for 460 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wendell David Associates doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Peter James Boland has been acting as President since 1 Jul 2017. Karen "Nmn" Wendell joined the executive team most recently as the Ceo, Treasurer & Chief Compliance Officer.
The principal office where Wendell David Associates Inc performs its advisory services is located at 2 Nd Floor, Portsmouth, NH 03801 The mailing address of the firm is P.O. Box 21980, Portsmouth, NH 03802. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 603-427-0200 or by fax 603-433-3013. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at davidwendell.com.