P/E Global LLC is an investment adviser to an investment company based in Boston. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Massachusetts.
P/E Global provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The advisory firm has several streams of revenue. Clients pay P/E Global LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Warren Naphtal is investment companies with 2 clients and $0 of assets under management. Among the 6 most similar advisory firms, P/E Global has the highest percentage of investment companies out of all clients.
44% of the firm’s clients are foreign persons or businesses.
P/E Global doesn't advise any private funds.
The company employs 40 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Warren Naphtal has been acting as President since 1 Aug 2000. Heather Kirsten Mellem joined the executive team most recently as the Chief Compliance Officer.
The principal office where P/E Global LLC performs its advisory services is located at 75 State Street, Boston, MA 02109, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 617-933-4500 or by fax 617-933-4505. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at peinvestments.com.