D C Voss & Company, LLC (Loveland)

D C Voss & Company, LLC is a large advisory firm based in Loveland. It manages $122.03 million of regulatory assets for 248 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, Ohio, and Texas.

D C Voss & Company provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for charitable organizations. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

D C Voss & Company: assets under management

The assets under management (AUM) of D C Voss & Company, LLC is $122.03 million. The firm's AUM has grown by 68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.97 million in discretionary accounts and $115.05 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $634 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $485.46 thousand.

D C Voss & Company has custody of $43.87 million in cash and securities for 23 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 58% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 25% of the firm’s portfolio. Investments in exchange traded securities form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay D C Voss & Company, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients D C Voss & Company serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of D C Voss & Company is high net worth individuals with 26 clients and $110.23 million of assets under management. Among the 9 most similar advisory firms, D C Voss & Company has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $122.03 million for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

D C Voss & Company doesn't advise any private funds.

Careers at D C Voss & Company, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Charles Voss	President, chief compliance officer and managing member	1 Sep 2002	75% - 100%	1602084

Based in Loveland

The principal office where D C Voss & Company, LLC performs its advisory services is located at 6195 Redhawk Ct., Loveland, OH 45140, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-774-8850 or by fax 513-672-0150. The normal business hours are 8:30 - 5:00 on Monday - Friday.