National Penn Capital Advisors, Inc. (Doylestown)


National Penn Capital Advisors, Inc. is a large advisory firm based in Doylestown. It manages $1.01 billion of regulatory assets for 812 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Connecticut, Delaware, and 12 other states.

National Penn Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

National Penn Capital Advisors: assets under management

The assets under management (AUM) of National Penn Capital Advisors, Inc. is $1.01 billion. The firm's AUM has grown by 535% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $333.18 million in discretionary accounts and $673.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $484.97 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.39 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay National Penn Capital Advisors, Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at National Penn Capital Advisors, Inc.

Eric Vaughn Landes has been acting as President since 1 Feb 2007. Richard Arlen Lord joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Eric Vaughn Landes Senior vice president 1 Jan 2000 Other 4418250
National Penn Bank Parent company 1 May 2003 75% - 100% 23-0906608
Bruce Kilroy Director 1 Jun 2003 Other 4681703
Donald P Worthington Director 1 Jun 2003 Other 4411890
Larry E Nolt President 1 Jul 2003 Other 3023617
Sandra L Spayd Secretary 1 May 2005 Other 3079558
Gary Rhoads Treasurer 1 May 2005 Other 5117378
Jill Diane Geesey Chief compliance officer 1 May 2005 Other 2146390
Karen L Kleffel Chief compliance officer 1 Jun 2006 Other 5190721
Matthew J Lofland Chief compliance officer 1 Jun 2006 Other 5190721
Eric Vaughn Landes President 1 Feb 2007 Other 4418250
Larry E Nolt Senior vice president 1 Feb 2007 Other 3023617
Karen L Kleffel Chief compliance officer 1 Sep 2007 Other 5190721
Bruce George Smith Director 1 Mar 2008 Other 3010814
Michelle H. Debkowski Secretary 1 Mar 2008 Other 5504687
National Penn Bank Parent company 1 Feb 2009 75% - 100% 23-0906608
H Anderson Ellsworth Secretary 1 Jan 2011 Other 5890118
Richard Arlen Lord Chief financial officer 1 Jan 2013 Other 2197889

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Donald P Worthington Director 1 Jul 1995 Other 4411890
Inc National Penn Bancshares Holding company 1 Feb 2009 75% - 100% 23-2215075

Based in Doylestown

The principal office where National Penn Capital Advisors, Inc. performs its advisory services is located at 95 North Broad St, Doylestown, PA 18901, which is also the mailing address of the firm. An additional office of the firm is in Souderton, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-230-7171 or by fax 215-230-4471. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.nationalpenncapital.com.

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