Tiff Advisory Services, Inc. (Radnor)


Tiff Advisory Services, Inc. is a large advisory firm based in Radnor. It manages $5.69 billion of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Delaware, Maryland, Massachusetts, Pennsylvania, and Texas.

Tiff Advisory Services provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiff Advisory Services: assets under management

The assets under management (AUM) of Tiff Advisory Services, Inc. is $5.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 123% since the beginning of its operation, and $495.05 million of the total AUM is attributable to clients outside of the United States.

The firm manages $5.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $126.43 million each.
Tiff Advisory Services has custody of $1.68 billion in cash and securities for 29 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 97% of the total AUM. The second-largest asset type is government bonds, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tiff Advisory Services, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richard Joseph Flannery serves?

The firm provides services to investment companies, charitable organizations, and pooled investment vehicles. The largest group of clients of Richard Joseph Flannery is investment companies with 2 clients and $2.82 billion of assets under management. Among the 9 most similar advisory firms, Tiff Advisory Services has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $5.69 billion for 45 clients. 4% of the firm’s clients are foreign persons or businesses.

Tiff Advisory Services also advises several private funds. Namely, thirty six hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Tiff Advisory Services, Inc.

The company employs 73 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Richard Joseph Flannery has been acting as President since 1 Jan 2004. Jay Lynn Willoughby has served as the Chief Investment Officer since 1 Oct 2015. Kim Yvonne Lew joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Andrew Salem President 1 Aug 1993 Other 2396174
William Mclean Director 1 Mar 2000 Other 5123589
Tina Marie Leiter Secretary 1 Sep 2000 Other 2223810
Kerri Cash White Treasurer 1 Sep 2000 Other 4780227
D Ellen Shuman Director 1 Sep 2000 Other 5123597
Jane Mendillo Director 1 Jun 2002 Other 5123587
Thruston Ballard Morton Director 1 Jul 2003 Other 3081964
Richard Joseph Flannery Ceo/director 1 Jan 2004 Other 1865931
Esther Lynn Cash Cfo 1 Jan 2004 Other 2396177
Tina Marie Leiter Cco/secretary 1 Oct 2004 Other 2223810
Mark Paul Kritzman Director 1 Jun 2005 Other 1647019
Christopher Jon Brightman Director 1 Sep 2005 Other 4281210
Richelle Sandmeyer Maestro Vice president/general counsel/secretary 1 Mar 2006 Other 2286744
Tamara C. Broad Vice president/treasurer 1 Mar 2006 Other 5122724
Dawn Irene Lezon Vice president/treasurer 1 Sep 2006 Other 2259500
Kelly Ann Lundstrom Vice president 1 Sep 2006 Other 1706353
Seth David Alexander Director 1 Jun 2007 Other 5510819
Seth Alexander Director 1 Jun 2007 Other 5510819
Christian Andreas Szautner Chief compliance officer/vice president 1 Apr 2008 Other 5655568
Christian Szautner Chief compliance officer/vice president 1 Apr 2008 Other 5655568
James Leo Shields Vice president/chief info officer 1 Jun 2008 Other 1099876
James L Shields Vice president/chief info officer 1 Jun 2008 Other 1099876
Leiv Erik Lundberg Director 1 Jun 2009 Other 5773924
Erik Lundberg Director 1 Jun 2009 Other 5773924
Collette Denevers Chilton Director 1 Sep 2009 Other 1555380
Richard Ray Lindsey Director 1 Dec 2009 Other 3220948
Laurence Hugh Lebowitz President/cio/director 1 Sep 2010 Other 2262336
Sandra (Nmn) Robertson Director 1 Dec 2011 Other 6008325
Scott Charles Malpass Director 1 Dec 2011 Other 2532347
Ashvin Bonafede Chhabra Director 1 Dec 2011 Other 4892979
Dennis Richard Sugino Director 1 Sep 2013 Other 4824377
Susan Kuniholm Potter Managing director and head of member development 1 Sep 2013 Other 5527317
Ana Wiechers Marshall Director 1 Sep 2014 Other 2203437
Jay Lynn Willoughby Chief investment officer 1 Oct 2015 Other 1161173
Patrick Alan Torrey Managing director/head of outreach 1 May 2016 Other 4579992
Gumersindo (Nmn) Oliveros Director 1 Dec 2016 Other 6024727
Robert Jay Zion Chief operating officer/vice president 1 Feb 2017 Other 2252734
Neal Finley Triplett Director 1 Mar 2017 Other 6767035
Peter Bernard Holland Director 1 Mar 2017 Other 2369460
Herbert Frederick Bohnet General counsel-corporate/secretary/vice president 1 Jun 2017 Other 6831470
Katherine Mary (Nmn) Derganc Billings Vice president/treasurer 1 Jul 2017 Other 6833280
Zane Tayyeb Hamid Vice president 1 Dec 2017 Other 4746934
Pamela Lynn Peedin Director 1 Mar 2018 Other 6920098
Kim Yvonne Lew Director 1 Aug 2018 Other 6998682

Based in Radnor

The principal office where Tiff Advisory Services, Inc. performs its advisory services is located at 170 N. Radnor Chester Rd, Radnor, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-684-8200 or by fax 610-684-8080. The normal business hours are 9 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at tiff.org.