Comprehensive Financial Planning Corp., Dba (Richmond)


Comprehensive Financial Planning Corp., Dba is a large advisory firm based in Richmond. It manages $65.79 million of regulatory assets for 795 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Maryland, Texas, and Virginia.

Comprehensive Financial Planning Corp., Dba provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Comprehensive Financial Planning Corp., Dba: assets under management

The assets under management (AUM) of Comprehensive Financial Planning Corp., Dba is $65.79 million. The firm's AUM has gone down by -21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.02 million in discretionary accounts and $17.76 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $74.45 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $118.41 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Comprehensive Financial Planning Corp., Dba for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Comprehensive Financial Planning Corp., Dba

Ronald John Hochstein has been acting as President since 1 Jan 1993. Amy Leigh Hochstein joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald John Hochstein President/chief financial officer 1 Jan 1993 75% - 100% 871881
Amy Leigh Hochstein Vice-president 1 Feb 2001 Other 2718929

Based in Richmond

The principal office where Comprehensive Financial Planning Corp., Dba performs its advisory services is located at 6243 River Road, Suite 7, Richmond, VA 23229 8522, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 804-285-7010 or by fax 804-285-7046. The normal business hours are 8:30 am to 6:00 pm on Monday - Friday.