Ritchie Capital Advisors, LLC (Geneva)


Ritchie Capital Advisors, LLC is a large advisory firm based in Geneva. It manages $106.11 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Ritchie Capital Advisors provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ritchie Capital Advisors: assets under management

The assets under management (AUM) of Ritchie Capital Advisors, LLC is $106.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6729% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $106.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $106.11 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ritchie Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ritchie Capital Advisors, LLC

John Thomas Hunt has been acting as President since 1 Mar 2006. Michael John Allara joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Jeffrey Morris Member of investment & asset allocation committee 1 Oct 2000 Other 1981974
Lawrence Michael Weithers Member of investment & asset allocation committees 1 Apr 2003 Other 5048696
Duncan Erling Goldiemorrison Chief executive officer 1 Aug 2005 Other 1467619
John Thomas Hunt Vice chairman 1 Aug 2005 Other 710380
Michael John Allara Chief operating officer 1 Aug 2005 Other 1917989
James George Rickards General counsel, chief compliance officer 1 Aug 2005 Other 2379677
Doug Robert Rothschild Managing director 1 Aug 2005 Other 5048615
Warren Louis Demaio Managing director 1 Aug 2005 Other 1744475
Kathleen Powers Dunlap Managing director 1 Aug 2005 Other 1091413
Llc Ritchie Capital Holdings Sole shareholder 1 Aug 2005 75% - 100% 20-3320435
John (None) Stocchetti Chief financial officer 1 Aug 2005 Other 2063477
John Thomas Hunt Chairman 1 Mar 2006 Other 710380
Doug Robert Rothschild Head of sales, marketing & human capital 1 Mar 2006 Other 5048615
Thomas Michael Juterbock Head of liquid products, member of asset allocation committee 1 Mar 2006 Other 1722682
T.D. Decker President 1 Mar 2006 Other 5117846
Paul Schroth Wolfe Office of ceo 1 Mar 2006 Other 5048620
William B. Hobbs Interim general counsel / chief compliance officer 1 May 2006 Other 5048691
Michael John Allara Senior managing director 1 Aug 2006 Other 1917989
Doug Robert Rothschild Chief administrative officer 1 Aug 2006 Other 5048615
Mark Jeffrey Morris Head of liquid products, member of investment & asset allocation committee 1 Aug 2006 Other 1981974

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Aaron R Thane Ritchie Shareholder 1 Aug 2005 50% - 75% 2554904

Based in Geneva

The principal office where Ritchie Capital Advisors, LLC performs its advisory services is located at 2100 Enterprise Avenue, Geneva, IL 60134, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-482-7156 or by fax 630-345-7949. The normal business hours are 8 am-5 pm on Monday - Friday. You can find more information about the New York firm at www.ritchiecapital.com.