Dagco, Inc. is a large advisory firm based in Westlake. It manages $204.07 million of regulatory assets for 591 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Florida, Louisiana, and 4 other states.
Dag provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dagco, Inc. is $204.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 191% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dagco, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of David Alan Gomersall is corporations or other businesses with 40 clients and $76.17 million of assets under management. Among the 8 most similar advisory firms, Dag has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $204.07 million for 288 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Dag doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Alan Gomersall has been acting as President since 1 Dec 1995. Kaye Elizabeth O'boyle joined the executive team most recently as the Chief Compliance Officer/Sec'y..
The principal office where Dagco, Inc. performs its advisory services is located at 835 Sharon Drive, Westlake, OH 44145 7703, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 440-899-4000 or by fax 440-899-9030. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at cornerstonewealthmgmt.com.