Brogan Financial, Inc. is a large advisory firm based in Knoxville. It manages $218.65 million of regulatory assets for 1,318 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, South Carolina, Tennessee, and Texas.
Brogan Financial provides financial planning services, portfolio management for individuals and small businesses, educational seminars and workshops, and radio program focusing on wealth, financial and general issues. It prepares financial plans for more than 499 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Brogan Financial, Inc. is $218.65 million. The firm's AUM has grown by 278% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Brogan Financial, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of James Edward Brogan is individuals with 492 clients and $134.7 million of assets under management. Among the 9 most similar advisory firms, Brogan Financial has the 4th highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $218.65 million for 544 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Brogan Financial doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James Edward Brogan has been acting as President since 1 Jul 2001. Brandon Michael Alley joined the executive team most recently as the Operations Manager.
The principal office where Brogan Financial, Inc. performs its advisory services is located at 8351 E Walker Springs Lane, Knoxville, TN 37923, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (865) 862-6800 or by fax (865) 862-6818. The normal business hours are 8:00am -5:00pm on Monday - Friday. You can find more information about the New York firm at broganfinancial.com/.