Tmfs Charlotte, LLC (Charlotte)

Name: Tmfs Charlotte, LLC
Address: 11006 Rushmore Dr., Suite 175, Charlotte, NC, 28277
Telephone: 704-553-9553

Tmfs Charlotte, LLC is a large advisory firm based in Charlotte. It manages $136.33 million of regulatory assets for 538 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of New Hampshire, North Carolina, South Carolina, and Texas.

Tmfs Charlotte provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tmfs Charlotte: assets under management

The assets under management (AUM) of Tmfs Charlotte, LLC is $136.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 370% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $136.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $253.4 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tmfs Charlotte, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tmfs Charlotte, LLC

Tmfs Charlotte, LLC is owned by David Ashley Vaughn. Douglas Don Friedrichsen joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kurt David Balderston	Managing partner	1 Oct 2004	Other	3025260
Troy Ray Hedman	Managing partner	1 Oct 2004	Other	2230104
David Ashley Vaughn	Owner	1 Oct 2004	Other	2695496
Clark Stevens Gay	Owner	1 Oct 2004	Other	3251334
Dennis Ray Upshaw	Owner	1 Oct 2004	Other	4884950
Brent Allen Mccune	Owner	1 Oct 2004	Other	1342845
James Joseph Marmon	Owner	1 Oct 2004	Other	4884965
Stephen Matthew Krol	Owner	1 Oct 2004	Other	4885072
Patricia Ann Myers	Owner	1 Oct 2004	Other	4885083
Jason Howard Cooksey	Owner	1 Oct 2004	Other	4885099
Llc. Mu Holdings	Owner	1 Oct 2004	Other	26-0012444
Llc. Cash King	Owner	1 Oct 2004	Other	48-1237547
Duncan Brogden Dickinson	Managing partner, chief compliance officer	1 Dec 2004	Other	1396622
Shawn Edward Mccutchan	Sr. investment advisor, chief compliance officer	1 Mar 2009	Other	4414804
Douglas Don Friedrichsen	Owner	1 Apr 2010	Other	2401526
Inc Fbo Doug Friedrichsen Entrust New Direction Ira	Owner	1 Apr 2010	Other	20-0157510

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Todd Alexander Campbell	Owner	1 Oct 2004	75% - 100%	26-0012444
Randall Scott Coble	Owner	1 Oct 2004	50% - 75%	48-1237547
Diane Coble	Owner	1 Oct 2004	50% - 75%	48-1237547

Based in Charlotte

The principal office where Tmfs Charlotte, LLC performs its advisory services is located at 11006 Rushmore Dr., Suite 175, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-553-9553 or by fax 704-553-9496. The normal business hours are m-f: 8:30am to 5:30pm, sat: 10:00 - 12:00 on Other. You can find more information about the New York firm at www.mutualfundstore.com.