Sturniolo Joseph S & Associates Inc (Denver)


Sturniolo Joseph S & Associates Inc is an adviser based in Denver. It manages $28.73 million of regulatory assets for 274 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.

Sturniolo Joseph S & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sturniolo Joseph S & Associates: assets under management

The assets under management (AUM) of Sturniolo Joseph S & Associates Inc is $28.73 million. The firm's AUM has gone down by -72% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.62 million in discretionary accounts and $22.11 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.15 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $155.71 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sturniolo Joseph S & Associates Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sturniolo Joseph S & Associates Inc

Joseph Sylvester Sturniolo has been acting as President since 1 Oct 1995. Steven Dominic Arrigan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Sylvester Sturniolo President 1 Oct 1995 75% - 100% 4360483
Steven Dominic Arrigan Chief compliance officer 1 Oct 2004 Other 1382032

Based in Denver

The principal office where Sturniolo Joseph S & Associates Inc performs its advisory services is located at 7535 East Hampden Ave, Denver, CO 80231, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-695-4363 or by fax 303-695-0654. The normal business hours are 7:30am to 4:30 pm on Monday - Friday.