Roundtable Healthcare Management, Inc (Lake Forest)


Roundtable Healthcare Management, Inc is a large advisory firm based in Lake Forest. It manages $2.13 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2012.

Roundtable Healthcare Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roundtable Healthcare Management: assets under management

The assets under management (AUM) of Roundtable Healthcare Management, Inc is $2.13 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.13 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163.8 million each.
Roundtable Healthcare Management has custody of $1.64 billion in cash and securities for 13 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Roundtable Healthcare Management, Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roundtable Healthcare Management serves?

The only and largest group of clients of Roundtable Healthcare Management is pooled investment vehicles with 13 clients and $2.13 billion of assets under management. Among the 12 most similar advisory firms, Roundtable Healthcare Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.13 billion for 13 clients. None of the firm’s clients are foreign persons or businesses.

Roundtable Healthcare Management also advises several private funds. Namely, thirteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $250,000.

Careers at Roundtable Healthcare Management, Inc

The company employs 33 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lester Benjamin Knight Co-president 1 Feb 2011 50% - 75% 6028440
Joseph Francis Damico Co-president 1 Feb 2011 50% - 75% 6028444
Leonard Gerard Kuhr Secretary and treasurer, chief compliance officer 1 Feb 2011 Other 6028447
David Ja Koo Vice president 1 Feb 2011 Other 2783236
James Philip Stauner Vice president 1 Feb 2011 Other 6028461
Richard Craig Collister Vice president 1 Feb 2011 Other 2609897
Timothy Sands Thompson Vice president 1 Feb 2011 Other 2636430
James Edgar Utts Vice president 1 Feb 2011 Other 6028469
David J. Koo Partner 1 Feb 2011 Other 2783236
Andrew Bennett Hochman Partner 1 Aug 2015 Other 3239244
Richard Clifton Adloff Partner, chief compliance officer 1 Aug 2015 Other 6622692
Thomas Philip Kapfer Partner 1 Dec 2015 Other 6622698
Pierre Frechette Partner 1 Dec 2015 Other 6622705
Richard Clifton Adloff Secretary, treasurer, chief compliance officer 1 Dec 2017 Other 6622692

Based in Lake Forest

The principal office where Roundtable Healthcare Management, Inc performs its advisory services is located at 272 East Deerpath Road, Suite 350, Lake Forest, IL 60045 5314, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-739-3200 or by fax 847-482-9215. The normal business hours are 8:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at roundtablehp.com.