The International Investment Group L.L.C. (New York)


The International Investment Group L.L.C. is a mid-sized advisory firm based in New York. It manages $25 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2015.

The International Investment Group L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The International Investment Group L.L.C: assets under management

The assets under management (AUM) of The International Investment Group L.L.C. is $25 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and $25 million of the total AUM is attributable to clients outside of the United States.

The firm manages $25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The International Investment Group L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The International Investment Group L.L.C serves?

The only and largest group of clients of The International Investment Group L.L.C is pooled investment vehicles with 4 clients and $25 million of assets under management. Among the 8 most similar advisory firms, The International Investment Group L.L.C has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $25 million for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

The International Investment Group L.L.C also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at The International Investment Group L.L.C.

The company employs 17 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Martin S Silver Member 1 Sep 1994 50% - 75% 1732603
David Hu Member 1 Sep 1994 50% - 75% 2163556
David Edward Mcclean Chief compliance officer 1 Jan 2012 Other 1211045
Thomas Lavecchia Chief compliance officer 1 Nov 2016 Other 1610404

Based in New York

The principal office where The International Investment Group L.L.C. performs its advisory services is located at 417 Fifth Avenue, New York, NY 10016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-806-5100 or by fax 212-806-5198. The normal business hours are 9am - 5 pm on Monday - Friday. You can find more information about the New York firm at iigh.com.