Dalton, Greiner, Hartman, Maher & Co., LLC is a large advisory firm based in New York. It manages $1.71 billion of regulatory assets for 1,053 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Arkansas, California, and 28 other states.
Dalton, Greiner, Hartman, Maher & Co. provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dalton, Greiner, Hartman, Maher & Co., LLC is $1.71 billion. The firm's AUM has gone down by -43% since the beginning of its operation, and $118.58 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Dalton, Greiner, Hartman, Maher & Co., LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Corey Anthony Griffin is investment companies with 5 clients and $387.91 million of assets under management. Among the 10 most similar advisory firms, Dalton, Greiner, Hartman, Maher & Co. has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $1.65 billion for 1,083 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Dalton, Greiner, Hartman, Maher & Co. doesn't advise any private funds.
The company employs 18 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Corey Anthony Griffin has been acting as President since 1 Jul 2015. Jeffrey C Baker has served as the Chief Investment Officer since 1 Jan 2007 and Anthony Dechellis is the Chief Executive Officer of Dalton, Greiner, Hartman, Maher & Co., LLC family office. Audrey Elizabeth Niesen joined the executive team most recently as the Chief Compliance Officer.
The principal office where Dalton, Greiner, Hartman, Maher & Co., LLC performs its advisory services is located at 565 Fifth Avenue, New York, NY 10017 2413, which is also the mailing address of the firm. An additional office of the firm is in Naples, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-557-2445 or by fax 212-687-3979. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at dghm.com.