Deans Knight Capital Management is a large advisory firm based in Vancouver. It manages $420.62 million of regulatory assets for 41 client accounts. It has been registered with the SEC as an adviser since 2009.
Deans Knight Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Deans Knight Capital Management is $420.62 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -67% since the beginning of its operation, and $338.51 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Deans Knight Capital Management for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Douglas Harold Knight is pooled investment vehicles with 7 clients and $247.55 million of assets under management. Among the 11 most similar advisory firms, Deans Knight Capital Management has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $348.11 million for 40 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 97% of the firm’s clients are foreign persons or businesses.
Deans Knight Capital Management also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons ranges from $19,925 to $100,000.
The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Douglas Harold Knight has been acting as President since 1 Oct 1992. Patrick Douglas Wilson joined the executive team most recently as the Analyst.
The principal office where Deans Knight Capital Management performs its advisory services is located at 1500 999 West Hastings Street, Vancouver, V6 C 2 W2, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 604-669-0212 or by fax 604-669-0238. The normal business hours are 6:30am - 4:30pm pst on Monday - Friday. You can find more information about the New York firm at deansknight.com/ and its LinkedIn profile.