Lend Lease Rosen Real Securities LLC (Berkeley)


Lend Lease Rosen Real Securities LLC is a large advisory firm based in Berkeley. It manages $2.89 billion of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Lend Lease Rosen Real Securities provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lend Lease Rosen Real Securities: assets under management

The assets under management (AUM) of Lend Lease Rosen Real Securities LLC is $2.89 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 105% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.89 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.72 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lend Lease Rosen Real Securities LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lend Lease Rosen Real Securities LLC

Michael Anthony Torres has been acting as President since 1 Mar 1997. John D Allman joined the executive team most recently as the Management Committee.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Lend Lease Real Estate Investments Member of applicant 1 Mar 1997 50% - 75% 58-1571819
Llc Rfs Ii Member of applicant 1 Mar 1997 50% - 75% 94-3296510
Kenneth Thomas Rosen Chief executive officer 1 Mar 1997 Other 2460428
Michael Anthony Torres President 1 Mar 1997 Other 2626850
Susan Jane Lloyd Hurwitz President 1 May 1999 Other 4143355
Jerrold Barag Management committee 1 May 1999 Other 4359267
Kenneth Thomas Rosen Chairman 1 Aug 2002 Other 2460428
Michael Anthony Torres Chief executive officer 1 Aug 2002 Other 2626850
Richard Francis Burns Management committee 1 Aug 2002 Other 2272343
David J Ross Management committee 1 Aug 2002 Other 2800185
Mark Nuti Chief operating officer 1 Jul 2003 Other 2774438
Robert William Johnston Management committee 1 Sep 2003 Other 4456569
Michael L Mccoy Management committee 1 Nov 2003 Other 4776597
John D Allman Management committee 1 Jan 2004 Other 4776598

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lend Lease Corporation Limited Indirect owner 1 Jun 1992 75% - 100% foreign
Inc. Lend Lease (Us) Holdings Indirect owner 1 Jun 1997 75% - 100% 94-3161010
Inc. Lend Lease (Us) Services Indirect owner 1 Jan 1998 75% - 100% 13-3961852
Lend Lease (Us) Inc. Indirect owner 1 Jan 1998 75% - 100% 94-3161010

Based in Berkeley

The principal office where Lend Lease Rosen Real Securities LLC performs its advisory services is located at 1995 University Ave Suite 550, Berkeley, CA 94704, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 510-849-8360 or by fax 510-849-8369. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.lendleaserosen.com.