Decision Capital Management, LLC (La Jolla)


Decision Capital Management, LLC is a large advisory firm based in La Jolla. It manages $26.5 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Decision Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Decision Capital Management: assets under management

The assets under management (AUM) of Decision Capital Management, LLC is $26.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2108% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.83 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Decision Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Decision Capital Management, LLC

Paul Charles Difrancesco has been acting as President since 1 Jan 2003. Kim Lyle Bradford has served as the Chief Investment Officer since 1 Nov 2001. Ega Research. Llc joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kim Lyle Bradford Chief investment officer 1 Nov 2001 50% - 75% 729790
Paul Charles Difrancesco Diretor of trading 1 Nov 2001 25% - 50% 1932215
Phillip John Smith Portfolio manager 1 Sep 2002 Other 1875401
Paul Charles Difrancesco President 1 Jan 2003 50% - 75% 1932215
Yaman Huseyin Sencan Member 1 Oct 2003 Other 1791513
Ega Research. Llc Member 1 Mar 2005 Other 33-0877627

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Scott Simon Fraser Shareholder 1 Oct 1999 75% - 100% 2189152

Based in La Jolla

The principal office where Decision Capital Management, LLC performs its advisory services is located at 888 Prospect Street, La Jolla, CA 92037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-729-0222 or by fax 858-729-0952. The normal business hours are 7:30 am to 2:00 pm on Monday - Friday.