Awj Capital Partners, LLC (Minneapolis)


Awj Capital Partners, LLC is a mid-sized advisory firm based in Minneapolis. It manages $57.24 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Minnesota.

Awj Capital Partners provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Awj Capital Partners: assets under management

The assets under management (AUM) of Awj Capital Partners, LLC is $57.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 854% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.62 million each.
Awj Capital Partners has custody of $57.24 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Awj Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Awj Capital Partners, LLC

Win Jay Neuger has been acting as President since 1 Mar 2013. Matthew Oconnell Fitzmaurice joined the executive team most recently as the Managing Member/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Matthew Oconnell Fitzmaurice Managing member/chief compliance officer 1 Aug 2007 25% - 50% 2017684
Jonathon Sidney Debohun Clark Managing member 1 Aug 2007 25% - 50% 1617069
Llc Banyan Securities Member 1 Aug 2007 Other 22395
Win Jay Neuger Chairman 1 Mar 2013 Other 4088949

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bruce Edward Neff Member 1 Aug 2007 25% - 50% 345627
Claudio Modesto Chiuchiarelli Member 1 Aug 2007 25% - 50% 706517
William John Lukach Member 1 Aug 2007 Other 1801001
Albert George Socorro Member 1 Aug 2007 Other 4488437
Jon Greenfield Member 1 Aug 2007 Other 1054135
Gary Alan Smith Member 1 Aug 2007 Other 722174
Geoffrey Peter Gallo Member 1 Aug 2007 Other 3051475

Based in Minneapolis

The principal office where Awj Capital Partners, LLC performs its advisory services is located at 222 South 9 Th Street, Minneapolis, MN 55402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 612-338-3804 or by fax 612-338-3805. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.