Arque Advisors, LLC is an adviser based in Rye. It manages $7.43 million of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New York.
Arque Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Arque Advisors, LLC is $7.43 million. The firm's AUM has gone down by -81% since the beginning of its operation, and $110 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Arque Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Arque Advisors is high net worth individuals with 11 clients and $5.32 million of assets under management. Among the 3 most similar advisory firms, Arque Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $7.43 million for 44 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 4% of the firm’s clients are foreign persons or businesses.
Arque Advisors also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $50,000.
The company employs 7 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Arque Advisors, LLC performs its advisory services is located at 720 Milton Road, Rye, NY 10580 The mailing address of the firm is Po Box 218, Rye, NY 10580. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 914-967-8900. The normal business hours are 9:00-5:00 est on Monday - Friday. You can find more information about the New York firm at arqueadvisors.com.